Sanctions Testing

Independent quality assurance for your sanctions filters

Automated, independent sanctions testing. For better, smarter transaction, customer and PEP screening

As a compliance professional, you need to balance complex demands. Regulators expect banks to maintain strong compliance programmes and demonstrate their effectiveness. The sanctions environment is dynamic, with daily changes to sanctions lists, as well as frequent regulatory and business changes. And, your systems must stop illicit transactions, identify sanctioned customers and PEPs – but let legitimate business continue unimpeded.

Our fully-automated Sanctions Testing product helps you meet these challenges by maintaining full control over your sanctions compliance processes while improving their performance and managing costs:

  • Delivers comprehensive, independent quality assurance of your transaction, customer and PEP filters.
  • Assesses filter models, fuzzy matching and false positives and iteratively improves performance.
  • Ensures lists are correct and up-to-date.
  • Captures, tracks and aligns your risk appetite.
  • Maintains control and fully automates your sanctions testing and tuning.
  • Enables you to compare your filter’s performance against that of peer institutions.

Sanctions Testing uses secure web-based technology. It’s easy to implement and integrate with your screening systems.

Ask about our complementary packaged and tailored services.

Sanctions filters: the expert guide

Sanctions experts offer three essentials for sanctions compliance, outline a four-step plan for effective model validation, and discuss five key challenges facing sanctions compliance professionals.

Real-time filter testing and comparison

Test the performance of your payments, customer and PEP filters without disrupting live operations.

5 questions to ask yourself about your DFS readiness

Drive business benefits from the New York Department of Financial Services’ new certification requirements.

Automate filter and list testing for robust compliance and enhanced performance

Learn how Sanctions Testing helps major institutions strengthen their screening processes and programmes.

Find out more about Sanctions Testing

Learn how we can help you improve screening effectiveness and efficiency.

Document centre

Insights White Paper
Last update: 
12 July 2017

Filter testing: improve screening efficiency without compromising effectiveness

Learn how a detailed understanding of your filter’s performance and its alignment with policy can deliver more...
Download (105.26 KB)
  • Compliance Info Papers
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Compliance
Last update: 
15 June 2017

Sanctions Testing helps banks strengthen transaction, customer and PEP screening

Sanctions Testing helps major institutions strengthen screening programmes for transactions, customers and PEPs
Download (36.65 KB)
  • Collateral
  • Case Studies
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Sanctions Testing
Last update: 
9 June 2017

Five questions to ask yourself about your DFS readiness

Five questions to ask yourself about your DFS readiness. New requirements from the New York Department of Financial...
Download (179.66 KB)
  • Compliance Info Papers
EN