Sanctions Testing

交易过滤系统的独立质量保证

自动且独立的制裁测试。为了更好、更智能地筛查交易、客户及政治敏感人物 (PEP)

专业从事合规工作的人需要平衡各种复杂的要求。监管机构希望银行能够维护强有力的合规计划,并且能够证明这些合规计划的有效性。制裁环境是多变的,制裁名单每天都在发生变化,监管政策和业务同样也处于频繁变动中。并且,贵机构的系统必须能够阻止非法交易、识别被制裁的客户和政治敏感人物 (PEP) — 但是又必须让合法业务继续顺利进行。

通过全面持续控制贵机构的制裁合规流程、改善其性能并控制成本,我们全自动的 Sanctions Testing 产品能够帮助您解决这些难题:

  • 为贵机构的交易、客户及 PEP 过滤系统提供全面且独立的质量保证。
  • 对过滤系统模型、模糊匹配和错误识别进行评估,并不断改善性能。
  • 确保名单准确且最新。
  • 捕捉、跟踪并配合贵机构的风险偏好。
  • 维持控制并实现制裁测试和微调的完全自动化。
  • 使您能够将贵机构的过滤系统性能与同行机构的过滤系统性能进行比较。

Sanctions Testing 使用的是安全的网络技术。它便于实施并且容易整合进贵机构的筛查系统。

询问我们相互补充的套餐服务和定制服务。

制裁过滤系统:专家指南

制裁专家讲述了制裁合规的三个基本要素,列出了有效模型验证的四步计划,并讨论了专业从事制裁合规工作的人士面临的五大挑战。

贵机构的制裁过滤系统工作吗?

一组行业专家讨论定期的制裁测试和微调如何能帮助贵机构高枕无忧地实现合规。

交易过滤、系统测试和年度认证:造福客户

新的认证要求带来了开发持续审查计划的潜力,以强化流程并提高业务效率。

新加坡星展银行通过 Sanctions Testing 优化制裁合规流程

SWIFT 服务帮助亚洲一流银行减少“假警报”并将资源集中用于更具战略性的合规活动。

了解更多关于 Sanctions Testing 的信息

我们希望就筛查测试的选项与贵机构商谈

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SWIFT’s Customer Security Programme (CSP) is well underway. What has it achieved to date, and what are the next key milestones?

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Set yourself up for transaction and name screening success

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SWIFT launches new anti-fraud payment control service for customers

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Latest document update

Filter testing: improve screening efficiency without compromising effectiveness

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Last update: 
12 July 2017

Learn how a detailed understanding of your filter’s performance and its alignment with policy can deliver more efficient operations

  • Compliance Info Papers
English

Sanctions Testing helps banks strengthen transaction, customer and PEP screening

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Last update: 
15 June 2017

Sanctions Testing helps major institutions strengthen screening programmes for transactions, customers and PEPs

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Five questions to ask yourself about your DFS readiness

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Last update: 
9 June 2017

Five questions to ask yourself about your DFS readiness. New requirements from the New York Department of Financial Services (DFS) provide opportunity to strengthen sanctions quality assurance and testing programmes.

  • Compliance Info Papers
English

Sanctions Testing Testimonial video - Sberbank

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Last update: 
11 January 2017

Larissa Zalomikhina, Global Head of Compliance at Sberbank, talks about the benefits of using Sanctions Testing.

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Sanctions Testing